Butterworths Financial Regulation Service

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Commentary

SOURCE CURRENCY Issue 138, December 2024 The following sections have been updated: Volume 1b General (including High Level Standards) Division F: Glossary Division G General Sourcebook on High Level Transactions Division H, Section 2: PRIN Commentary Division H, Section 4: COND Commentary Division H, Section 7: Fees Requirements Division I, Section 6: FIT Commentary Volume 2 Regulatory Processes and Redress Division F, Section 1: DEPP Requirements Division J: DISP Commentary Division O: PERG Volume 3a Investment Firms and Collective Investment Schemes* Division B, Section 1: COBS Rrequirements Volume 3b Investment Firms and Collective Investment Schemes* Division D, Section 3: COLL Requirements Division N: PROD and RPPD Commentary Volume 4 Credit Institutions* Division G: CONC Requirements Volume 5 Markets* Division Q: EMI RR Requirements Volume 7 Insurance Mediation, Mortgages and Funeral Plans* Division A: MCOB Requirements

Contributors

Jacob Ghanty  Editor
 Adam Samuel Editor
 Albert Sampson Editor
Prof Andrew Haynes Editor
 Caroline Mylward Editor
 Cleon Catsambis Editor
 Farhaz Khan Editor
 Gareth Reed Editor
Prof George Walker Editor
 James Potts Editor
 John Casanova Editor
 Jonathan Denton Editor
 Jonathan Herbst Editor
Dr Karim Aldohni Editor
 Margaret Chamberlain Editor
 Mark Cardale Editor
 Oliver Assersohn Editor
 Peter Snowdon Editor
 Pollyanna Deane General editor
 Richard Everett Editor
 Roger Grenville Jones Editor
 Selina Haniff Editor
 Tim Aron Editor
 Tony Woodcock Editor
 William Long Editor