Butterworths Financial Regulation Service

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Commentary

Butterworths Financial Regulation Service offers a comprehensive range of regulations and texts in the finance and financial services area and provides authoritative legal guidance and practical commentary. Note that the FSA Handbooks are available as a separate source and therefore these Divisions are not reproduced here.

SOURCE CURRENCY
Issue 113, October 2020

UPDATE INFORMATION
Volume 1a General
Division F Glossary
Division F: Glossary has been updated to reflect amendments to the FCA Handbook.

Volume 1b General (including High Level Standards)
Division I, Section 3 Training and Competence Requirements
Division I, Section 3: Training and Competence Requirements has been updated to reflect amendments to the FCA Handbook.
Division I, Section 10 Code of Conduct Commentary
Division I, Section 10: Code of Conduct Commentary has been generally updated.

Volume 2 Regulatory Processes and Redress
Division C Supervision
Division C: Supervision has been updated to reflect amendments to the FCA Handbook.
Division F.1 Decision Procedure and Penalties Manual
Division F.1: Decision Procedure and Penalties Manual has been updated to reflect amendments to the FCA Handbook.
Division K Compensation Requirements
Division K: Compensation Requirements has been updated to reflect amendments to the FCA Handbook.

Volume 3 Investment Firms and Collective Investment Schemes
Division B.1 New Conduct of Business Sourcebook
Division B.1: New Conduct of Business Sourcebook has been updated to reflect amendments to the FCA Handbook.
Division D New Conduct of Business Commentary
Chapters 3, 4, 6-9 and 13-21 of Division D: New Conduct of Business Commentary have been generally updated.
Division D.3 Collective Investment Schemes Requirements
Division D.3: Collective Investment Schemes Requirements has been updated to reflect amendments to the FCA Handbook.

Volume 4 Credit Institutions
Division G Consumer Credit Sourcebook
Division G: Consumer Credit Sourcebook has been updated to reflect amendments to the FCA Handbook.
Division H Consumer Credit Sourcebook Commentary
All chapters of Division H: Consumer Credit Sourcebook Commentary have been updated and new Chapter 9 provides detailed commentary on CONC 8.
Division M Banking: Conduct of Business Sourcebook
Division M: Banking: Conduct of Business Sourcebook has been updated to reflect amendments to the FCA Handbook.
Division N Banking: Conduct of Business Sourcebook Commentary
Division N: Banking: Conduct of Business Sourcebook Commentary Chapter 1 has been rewritten and new chapters providing commentary on BCOBS 1, 2, 2A and 3 have been added.

Volume 7 Insurance Mediation and Mortgages
Division B Mortgages and Home Finance: Conduct of Business Sourcebook Commentary
The existing chapters of Division B: Mortgages and Home Finance: Conduct of Business Sourcebook Commentary has been updated and new chapters providing commentary on MCOB 2A, 3B, 4A and 6A have been added.

Contributors

 Adam Samuel Editor
 Albert Sampson Editor
Prof Andrew Haynes Editor
 Caroline Mylward Editor
 Cleon Catsambis Editor
 Farhaz Khan Editor
 Gareth Reed Editor
Prof George Walker Editor
 Jacob Ghanty Editor
 James Potts Editor
 John Casanova Editor
 Jonathan Denton Editor
 Jonathan Herbst Editor
Dr Karim Aldohni Editor
 Margaret Chamberlain Editor
 Mark Cardale Editor
 Oliver Assersohn Editor
 Peter Snowdon Editor
 Pollyanna Deane General editor
 Richard Everett Editor
 Roger Grenville Jones Editor
 Selina Haniff Editor
 Tim Aron Editor
 Tony Woodcock Editor
 William Long Editor