1 Citation, commencement and interpretation

2 Recognition orders

3 Authority's power to give directions

4 Revoking recognition

5 Procedure

6 Market abuse on auction platforms

7 Application of certain provisions of the Act with modifications

8 Application of Chapter 3A of Part 18 of the Act with modifications

9 Functions of the Authority

10 Amendment of the Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) Order 2001

11 Amendment of the Money Laundering Regulations 2007

12 Interpretation

13 Method of satisfying auction recognition requirements

14 Financial resources

15 Suitability

16 Systems and controls

17 Safeguards for investors

18 Promotion and maintenance of standards

19 Rules and consultation

20 Access to auctions

21 Choice of settlement facilities

22 Discipline

23 Complaints

24 Review

Signature

SCHEDULE 1 Modifications of Part 8 of the Act in Relation to Behaviour Related to Auction Platforms

SCHEDULE 2 Modifications of Part 18 of the Act in Relation to Recognised Auction Platforms

SCHEDULE 3 Modifications of Chapter 3A of Part 18 of the Act in Relation to Recognised Auction Platforms and EEA Market Operators of Auction Platforms

EXPLANATORY NOTE