1 Title, commencement and application

(1)    The title of these Regulations is “The Quick-frozen Foodstuffs (Wales) Regulations 2007”.

(2)    These Regulations come into force on 1 March 2007.

(3)    These Regulations apply in relation to Wales.

NOTES
Initial Commencement
Specified date

Specified date: 1 March 2007: see para (2) above.

2 Interpretation

2Interpretation

(1)    In these Regulations—

“the Act” (“y Ddeddf”) means the Food Safety Act 1990;

“authorised officer” (“swyddog awdurdodedig”) in relation to an enforcement authority, means any person (whether or not an officer of the authority) who is authorised by them in writing, either generally or specially, to act in matters arising under these Regulations;

“catering establishment” (“sefydliad arlwyo”) has the meaning that it bears in the Food Labelling Regulations 1996;

“Directive 89/108” (“Cyfarwyddeb 89/108”) means Council Directive 89/108/EEC on the approximation of the laws of Member States relating to quick-frozen foodstuffs for human consumption;

“Directive 92/2” (“Cyfarwyddeb 92/2”) means Commission Directive 92/2/EEC laying down the sampling procedure and the Community method of analysis for the official control of the temperatures of quick-frozen foods intended for human consumption;

“enforcement authority” (“awdurdod gorfodi”) means the authority which, by virtue of regulation 9(5), is responsible for executing and enforcing these Regulations;

“food” (“bwyd”) has the meaning that it bears in Regulation 178/2002;

“food authority” (“awdurdod bwyd”) has the meaning it bears by virtue of section 5(1) of the Act, except that it does not include the appropriate Treasurer referred to in section 5(1)(c) of the Act (which deals with the Inner Temple and Middle Temple);

“local distribution”, (“dosbarthiad lleolanddosbarthu'n lleol”) in relation to any product, means that part of the distribution chain in which the product is delivered to the point of placing on the market for retail purposes (such placing on the market to include placing on the market to a catering establishment);

“placing on the market” (“rhoi ar y farchnad”) has the meaning that it bears in Regulation 178/2002 and “placed on the market” (“wedi'i rhoi ar y farchnad”) and “place on the market” shall be construed accordingly;

“prepackaging” (“rhagbecyn”) is construed in accordance with the definition of “prepacked” in the Food Labelling Regulations 1996 but with the words “placed on the market” being substituted for the words “offered for sale”;

“quick-frozen foodstuff” (“deunydd bwyd sydd wedi'i rewi'n gyflym”) means a product—

(a)    comprising food which has undergone a freezing process known as “quick-freezing” whereby the zone of maximum crystallisation is crossed as rapidly as possible, depending on the type of product; and

(b)    which is labelled for the purpose of placing on the market to indicate that it has undergone that process,

but does not include ice-cream or any other edible ice;

“Regulation 178/2002” (“Rheoliad 178/2002”) means Regulation (EC) No 178/2002 of the European Parliament and the Council laying down the general principles and requirements of food law, establishing the European Food Safety Authority and laying down procedures in matters of food safety;

“Regulation 37/2005” (“Rheoliad 37/2005”) means Commission Regulation (EC) No 37/2005 on the monitoring of temperatures in the means of transport, warehousing and storage of quick-frozen foodstuffs intended for human consumption;

“retail display cabinet” (“cabinet arddangos manwerthol”) means any cabinet in which a quick-frozen foodstuff is placed on the market for retail purposes or in the course of a cash-and-carry business;

“specified Community provision” (“darpariaeth Gymunedol benodedig”) means any provision of Regulation 37/2005 that is specified in column 1 of Schedule 1 and whose subject-matter is described in column 2 of that Schedule; and

“ultimate consumer” (“defnyddiwr olaf”) has the meaning that it bears in the Food Labelling Regulations 1996.

(2)    Unless the context otherwise requires, any expression used both in these Regulations and in Directive 89/108, Directive 92/2 or Regulation 37/2005 has the meaning that it bears in Directive 89/108, Directive 92/2 or Regulation 37/2005, as the case may be.

(3)    Where any functions under the Act are assigned—

(a)    by an order under section 2 or 7 of the Public Health (Control of Disease) Act 1984, to a port health authority;

(b)    by an order under section 6 of the Public Health Act 1936, to a joint board for a united district; or

(c)    by an order under paragraph 15(6) of Schedule 8 to the Local Government Act 1985, to a single authority for a metropolitan country,

any reference in these Regulations to a food authority is to be construed, so far as relating to those functions, as a reference to the authority to whom they are so assigned.

NOTES
Initial Commencement
Specified date

Specified date: 1 March 2007: see reg 1(2).

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3 Placing on the market of quick-frozen foodstuffs

3Placing on the market of quick-frozen foodstuffs

No person may place a quick-frozen foodstuff on the market for human consumption unless the conditions set out in paragraph 1 of Schedule 2 are satisfied in relation to it.

NOTES
Initial Commencement
Specified date

Specified date: 1 March 2007: see reg 1(2).

4 Packaging of quick-frozen foodstuffs intended for the ultimate consumer

4Packaging of quick-frozen foodstuffs intended for the ultimate consumer

No person may place any quick-frozen foodstuff intended for the ultimate consumer on the market unless—

(a)    it has been packed by its manufacturer or packer in such prepackaging as is suitable to protect it from microbial and other forms of external contamination and against dehydration; and

(b)    the quick-frozen foodstuff has remained in such prepackaging up to the time of placing on the market.

NOTES
Initial Commencement
Specified date

Specified date: 1 March 2007: see reg 1(2).

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5 Marketing or labelling of quick-frozen foodstuffs

5Marketing or labelling of quick-frozen foodstuffs

(1)    No person may place on the market any food intended for the ultimate consumer or any catering establishment where its labelling or marking contravenes paragraph (2) or (3) and no person may place on the market any food intended for any other person where its labelling or marking contravenes paragraph (2) or (4).

(2)    The description “quick-frozen” or any other description listed in Article 8.1(a) of Directive 89/108 may only be used in the labelling for the purpose of placing on the market of—

(a)    a quick-frozen foodstuff; or

(b)    a food which by virtue of that labelling becomes a quick-frozen foodstuff.

(3)    A quick-frozen foodstuff intended for supply, without further processing, to the ultimate consumer or to a catering establishment must, in addition to the description “quick-frozen” (and, as the intending supplier may see fit, any other description listed in Article 8.1(a) of Directive 89/108) added to its sales name, be marked or labelled on its packaging, container or wrapping, or on a label attached thereto, with—

(a)    an indication of the date of minimum durability;

(b)    an indication of the maximum period during which it is advisable to store it;

(c)    an indication of—

(i)    the temperature at which, and/or

(ii)    the equipment in which,

it is advisable to store it;

(d)    a reference allowing identification of the batch to which it belongs; and

(e)    a clear message of the type “do not refreeze after defrosting”.

(4)    Any other quick-frozen foodstuff must, in addition to the description “quick-frozen” (and, as the supplier may see fit, any other description listed in Article 8.1(a) of Directive 89/108) added to its sales name, be marked or labelled on its packaging, container or wrapping, or on a label attached thereto, with—

(a)    a reference allowing identification of the batch to which it belongs; and

(b)    the name or business name and address of the manufacturer or packer, or of a person who places that foodstuff on the market established within the Community.

NOTES
Initial Commencement
Specified date

Specified date: 1 March 2007: see reg 1(2).

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6 Equipment

6Equipment

Each food operator handling a quick-frozen foodstuff intended for placing on the market for human consumption must ensure during each stage which it is within the food operator's control that the equipment used in respect of that foodstuff is such as to ensure that its eventual placing on the market does not contravene these Regulations, whether through an act or an omission on the part of the food operator.

NOTES
Initial Commencement
Specified date

Specified date: 1 March 2007: see reg 1(2).

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7 Sampling and method of measuring temperatures

7Sampling and method of measuring temperatures

Where, further to an inspection, an authorised officer of an enforcement authority has reasonable grounds to believe that the temperatures that are being or have been maintained in respect of any quick-frozen foodstuff are not the temperatures prescribed for such foodstuff in paragraph 1(e) and (f) of Schedule 2, he must further inspect such quick-frozen foodstuff and such temperatures in accordance with the provisions of Directive 92/2.

NOTES
Initial Commencement
Specified date

Specified date: 1 March 2007: see reg 1(2).

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8 Records

8Records

Each food operator handling a quick-frozen foodstuff must at the request of an authorised officer of an enforcement authority make available, to that or another authorised officer of that authority, the records required to be kept under Article 2 of Regulation 37/2005.

NOTES
Initial Commencement
Specified date

Specified date: 1 March 2007: see reg 1(2).

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9 Offences, penalties and enforcement

9Offences, penalties and enforcement

(1)    If any person contravenes or fails to comply with any of the provisions of these Regulations that person is guilty of an offence and is liable on summary conviction to a fine not exceeding level 5 on the standard scale.

(2)    Subject to paragraphs (3) and (4), if any person contravenes or fails to comply with a specified Community provision that person is guilty of an offence and is liable on summary conviction to a fine not exceeding level 5 on the standard scale.

(3)    A person will not be considered to have contravened or failed to comply with the first paragraph of Article 2.2 of Regulation 37/2005 if the requirements of Schedule 3 are complied with.

(4)    A person will not be considered to have contravened or failed to comply with Article 2 of Regulation 37/2005 if—

(a)    the offence which would otherwise have been committed was in respect of a cold store facility with a capacity of less than 10m3x2 used for storing stock in retail outlets; and

(b)    the air temperature in the cold store is measured by an easily visible thermometer.

(5)    Each food authority must enforce and execute these Regulations within its area.

NOTES
Initial Commencement
Specified date

Specified date: 1 March 2007: see reg 1(2).

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10 Application of various provisions of the Food Safety Act 1990

10Application of various provisions of the Food Safety Act 1990

The following provisions of the Act apply for the purposes of these Regulations with the modification that any reference in those provisions to the Act or a Part of it is to be construed as a reference to these Regulations—

(a)    section 3 (presumptions that food intended for human consumption);

(b)    section 20 (offences due to fault of another person);

(c)    section 21 (defence of due diligence), with the modifications that subsections (2) to (4) shall apply in relation to an offence under regulation 9(1) consisting of a contravention or failure to comply with regulation 3, 4 or 5(1) as they apply in relation to an offence under section 14 or 15 and that in subsection (4)(b) of section 21 the reference to “sale” shall be deemed to be include references to “placing on the market”;

(d)    section 30(8) (which relates to documentary evidence);

(e)    section 33(1) (obstruction etc of officers);

(f)    section 33(2) with the modification that the reference to “any such requirement as is mentioned in subsection (1)(b) above” shall be deemed to be a reference to any such requirement as is mentioned in section 33(1)(b) as applied by sub-paragraph (e);

(g)    section 35(1) punishment of offences , in so far as it relates to offences under section 33(1) as applied by sub-paragraph (e);

(h)    section 35(2) and (3) , in so far as it relates to offences under section 33(2) as applied by sub-paragraph (f);

(i)    section 36 (offences by bodies corporate);

(j)    section 36A (offences by Scottish partnerships);

(k)    section 44 (protection of officers acting in good faith); and

(l)    section 58(1) (which relates to territorial waters).

NOTES
Initial Commencement
Specified date

Specified date: 1 March 2007: see reg 1(2).

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11 Revocation

11Revocation

In so far as they apply in relation to Wales, the Quick-frozen Foodstuffs Regulations 1990 are revoked.

NOTES
Initial Commencement
Specified date

Specified date: 1 March 2007: see reg 1(2).

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Signature

Signed on behalf of the National Assembly for Wales under section 66(1) of the Government of Wales Act 1998

D Elis-Thomas

The Presiding Officer of the National Assembly

13 February 2007

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SCHEDULE 1 Specified Community Provisions

SCHEDULE 1Specified Community Provisions Regulations 2 and 9(2)
1 Provision of Regulation 37/20052 Subject-matter
Article 2.1Requirement that the means of transport, warehousing and storage of quick-frozen foodstuffs shall be fitted with suitable recording instruments to monitor, at frequent and regular intervals, the air temperature to which the quick-frozen foodstuffs are subjected.
Article 2.2—first sentence of first paragraphRequirement that all measuring instruments described in Article 2.1 of Regulation 37/2005 shall comply with EN 12830, EN 13485 and EN 13486 standards.
Article 2.2—second sentence of first paragraphRequirement that food operators keep all relevant documents verifying that the measuring instruments conform to the relevant EN standard.
Article 2.3Requirement that temperature recording shall be dated and stored by the food operator for a period of at least a year, or for longer taking into account the nature and shelf life of the quick-frozen foodstuffs.
Article 3.1—first paragraphRequirement that storage in retail display cabinets, or in the course of local distribution the air temperature shall only be measured by at least one easily visible thermometer.
Article 3.1—second paragraph (a) and (b)Requirement that in open retail cabinets the maximum load line of the cabinet shall be clearly marked and the thermometer shall indicate the temperature at the air return side at the level of that mark.
NOTES
Initial Commencement
Specified date

Specified date: 1 March 2007: see reg 1(2).

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SCHEDULE 2 Conditions that have to be Satisfied in relation to a Quick-Frozen Foodstuff if it is to be Placed on the Market for Human Consumption

SCHEDULE 2Conditions that have to be Satisfied in relation to a Quick-Frozen Foodstuff if it is to be Placed on the Market for Human Consumption Regulation 3

1

The conditions are that—

(a)    the quick-frozen foodstuff has been manufactured from raw materials of sound, genuine and merchantable quality and no other materials;

(b)    no raw material has been used in the manufacture of the quick-frozen foodstuff unless, at the time of its use, it would have been lawful for the raw material to be placed on the market for human consumption;

(c)    the preparation and quick-freezing of the quick-frozen foodstuff have been carried out with sufficient promptness, and by use of appropriate technical equipment, to minimise any chemical, biochemical and microbiological changes to the food comprised in it;

(d)    no cryogenic medium other than an authorised cryogenic medium has been used in direct contact with any food comprised in the quick-frozen foodstuff;

(e)    the quick-freezing of each food comprised in the quick-frozen foodstuff has resulted in the temperature of that food after thermal stabilisation being ­18°C or colder; and

(f)    following the quick-freezing and thermal stabilisation of each food comprised in the quick-frozen foodstuff in compliance with sub-paragraph (e) the temperature of that food has been maintained at a level no warmer than ­18°C except where a permitted exception relating to the temperature of the food applies.

2

For the purposes of paragraph 1—

(a)    an authorised cryogenic medium is—

(i)    air,

(ii)    nitrogen, or

(iii)    carbon dioxide;

and

(b)    a permitted exception relating to the temperature of a food applies when—

(i)    that food is kept within brief periods during transport (including local distribution) at a temperature warmer than ­18°C but not warmer than ­15°C, or

(ii)    that food is kept in a retail display cabinet at a temperature warmer than ­18°C to an extent consistent with good storage practice but not warmer than ­12°C

NOTES
Initial Commencement
Specified date

Specified date: 1 March 2007: see reg 1(2).

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SCHEDULE 3 Transitional Requirements for Measuring Instruments Installed Before 1st January 2006

SCHEDULE 3Transitional Requirements for Measuring Instruments Installed Before 1st January 2006 Regulation 9(3)

Application

1

This Schedule applies only in respect of measuring instruments used for the purpose of monitoring the temperature as provided for in Article 2.1 of Regulation 37/2005 that were installed before 1st January 2006.

2

This Schedule will cease to have effect on 1st January 2010.

Requirements

3

The requirements are that—

(a)    in respect of any means of storage or transport other than those mentioned in the following sub-paragraphs of this paragraph, the instrument must be a system suitable for the monitoring, at frequent and regular intervals, of air temperatures within such means;

(b)    in respect of storage in a cold chamber with a capacity of less than 10m3x2 on premises used for placing quick-frozen foodstuffs on the market for retail purposes, the instrument must be a thermometer so placed as to be easily visible;

(c)    in respect of storage in a retail display cabinet (other than an open retail display cabinet) the instrument must be one or more thermometers so placed as to be easily visible;

(d)    in respect of storage in an open retail display cabinet, the instrument must be one or more thermometers so placed as to be easily visible and indicating the temperature at the air return side at the level of the clearly marked maximum load line for that cabinet;

(e)    in respect of a means of transport other than—

(i)    a vehicle registered outside the United Kingdom, or

(ii)    a means of transport when being used in the course of local distribution,

the instrument must be a system for monitoring air temperatures that—

(aa)    has an accuracy of plus or minus 1°C when its sensor is measuring a temperature within the range of ­25°C to +30°C,

(bb)    has a measuring accuracy which does not change by more than plus or minus 0.5°C when it is operating in temperatures within the range of ­20°C to +30°C,

(cc)    has a display resolution of not more than 1°C, and

(dd)    is robust and shockproof;

(f)    in respect of a vehicle registered outside the United Kingdom, the instrument must be an instrument which has been approved by the competent authority in the country in which the vehicle is registered; and

(g)    in respect of means of transport when being used in the course of local distribution, the instrument must be one or more thermometers so placed as to be easily visible.

NOTES
Initial Commencement
Specified date

Specified date: 1 March 2007: see reg 1(2).

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EXPLANATORY NOTE

EXPLANATORY NOTE (This note is not part of the Regulations)

1    These Regulations apply in relation to Wales only. They revoke and re-enact in relation to Wales the Quick-frozen Foodstuffs Regulations 1990 (SI 1990/2615, as amended), which extend to the whole of Great Britain. In addition to continuing the implementation of the Directives specified in paragraph 3 below, these Regulations now also provide for the execution and enforcement of Commission Regulation (EC) No 37/2005 on the monitoring of temperatures in the means of transport, warehousing and storage of quick-frozen foodstuffs intended for human consumption (OJ No L10, 13.1.2005, p 18).

2    These Regulations—

(a)    prohibit the placing on the market of a quick-frozen foodstuff unless certain conditions are satisfied (regulation 3);

(b)    prohibit the placing on the market of a quick-frozen foodstuff intended for the ultimate consumer unless certain conditions regarding packaging are satisfied (regulation 4);

(c)    impose requirements relating to the labelling of quick-frozen foodstuffs (regulation 5);

(d)    impose requirements in relation to the equipment used in respect of quick-frozen foodstuffs intended for placing on the market for human consumption (regulation 6);

(e)    provide for additional inspections of quick-frozen foodstuffs and of the temperatures maintained in respect of them (regulation 7);

(f)    require a food operator to make records available in certain circumstances (regulation 8);

(g)    provide that a person who contravenes or fails to comply with any of the provisions of these Regulations is guilty of an offence and create a penalty for that offence (regulation 9(1));

(h)    provide that subject to certain exceptions, namely compliance with transitional requirements for measuring instruments installed before 1st January 2006 in the case of a contravention of the first paragraph of Article 2.2 of Commission Regulation (EC) No 37/2005 and a contravention of Article 2 of Commission Regulation (EC) No 37/2005 in respect of small cold stores in retail outlets where the air temperature is measured by an easily visible thermometer) a person who contravenes or fails to comply with specified provisions of that Regulation is guilty of an offence and create a penalty for that offence (regulation 9(2), (3) and (4));

(i)    provide for the execution and enforcement of these Regulations (regulation 9(5)); and

(j)    apply with modifications certain provisions of the Food Safety Act 1990 (1990 c.16) for the purposes of these Regulations (regulation 10).

3    The Directives implemented by SI 1990/2615 that these Regulations continue to implement are—

(a)    Council Directive 89/108/EEC on the approximation of the laws of Member States relating to quick-frozen foodstuffs for human consumption; and

(b)    Commission Directive 92/2/EEC laying down the sampling procedure and the Community method of analysis for the official control of the temperatures of quick-frozen foods intended for human consumption (OJ No L34, 11.2.92, p 30).

4    A full Regulatory Appraisal of the effect that this instrument will have on the costs of business and the voluntary sector is available from the Food Standards Agency, 11th Floor, Southgate House, Wood Street, Cardiff CF10 1EW, and is annexed to the Explanatory Memorandum which is available alongside the instrument on the OPSI website.

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