||All England Reporter
|| All ER (D) 51 (Jan)
|| Lexis Citation 01
||Upper Tribunal (Tax and Chancery Chamber)
Sir Stephen Oliver QC, Catherine Farquharson and Keith Palmer
||The first applicant appeared in person.
||Sharif A Shivji for the authority.
||2 January 2013
Financial services - Financial Services Authority (FSA) - Regulation of financial services - Regulated activity - Authorisation - Fit and proper person - Claimant applying to Financial Services Authority (FSA) for authorisation - Claimant later admitting dishonesty in previous investigation - Claimant failing to mention investigation when applying to FSA - FSA discovering both dishonesty and failure to mention investigation and rejecting claimant's application - Claimant appealing citing mistake due to pressure of time - Whether FSA havin good reason for rejecting claimant's application.
Financial services Financial Services Authority (FSA). The Upper Tribunal (Tax and Chancery Chamber) Financial Services upheld a decision of the respondent Financial Services Authority issuing a decision notice to the effect that the applicant's application for approval under of the Financial Services and Markets Act 2000 would be dismissed on the basis that the applicant was not a fit and proper person due to his dishonesty in a previous investigation and his failure to mention that investigation to the authority on his application form.
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