Butterworths Financial Regulations Service

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Commentary

Butterworths Financial Regulations Service offers a comprehensive range of regulations and texts in the finance and financial services area and provides authoritative legal guidance and practical commentary. Note that the FSA Handbooks are available as a separate source and therefore these Divisions are not reproduced here.

SOURCE CURRENCY
Issue 109, February 2020

UPDATE INFORMATION

Volume 1b General (including High Level Standards)
Division H, Section 5 Senior Management Arrangements, Systems and Controls
Division H, Section 5: Senior Management Arrangements, Systems and Controls has been updated to reflect amendments to the FCA Handbook.
Division I, Section 5 Fitness and Propriety Requirements
Division I, Section 5: Fitness and Propriety Requirements has been updated to reflect amendments to the FCA Handbook.
Division I, Section 9 Code of Conduct
Division I, Section 9: Code of Conduct has been updated to reflect amendments to the FCA Handbook.
Division N Electronic Money Requirements
The Payment Services Regulations 2017 and the Electronic Money Regulations 2011 have been updated.

Volume 2 Regulatory Processes and Redress
Division C Supervision Requirements
Division C: Supervision Requirements has been updated to reflect amendments to the FCA Handbook.
Division I Dispute Resolution: Complaints
Division I: Dispute Resolution: Complaints has been updated to reflect amendments to the FCA Handbook.

Volume 4 Credit Institutions
Division E Credit Unions Sourcebook
Division E: Credit Unions Sourcebook has been updated to reflect amendments to the FCA Handbook.
Division G Consumer Credit Sourcebook
Division G: Consumer Credit Sourcebook has been updated to reflect amendments to the FCA Handbook.
Division H Consumer Credit Sourcebook Commentary
Chapters 1–5 of Division H: Consumer Credit Sourcebook Commentary have been generally updated to reflect amendments to the FCA Handbook.

Volume 5 Markets
Division N Oil Market Participants Commentary
Division N: Oil Market Participants Commentary has been updated.

Volume 6 Insurance, Lloyd’s and Friendly Societies
Division G Prudential Sourcebook for Insurers Commentary
Division G: Prudential Sourcebook for Insurers Commentary has been substantially updated throughout.
Tables and Index
Updated main Tables and a new supplementary Index have been included with this issue.

Contributors

 Adam Samuel Editor
 Albert Sampson Editor
Prof Andrew Haynes Editor
 Caroline Mylward Editor
 Cleon Catsambis Editor
 Farhaz Khan Editor
 Gareth Reed Editor
Prof George Walker Editor
 Jacob Ghanty Editor
 James Potts Editor
 John Casanova Editor
 Jonathan Denton Editor
 Jonathan Herbst Editor
Dr Karim Aldohni Editor
 Margaret Chamberlain Editor
 Mark Cardale Editor
 Oliver Assersohn Editor
 Peter Snowdon Editor
 Pollyanna Deane General editor
 Richard Everett Editor
 Roger Grenville Jones Editor
 Selina Haniff Editor
 Tim Aron Editor
 Tony Woodcock Editor
 William Long Editor