Butterworths Financial Regulations Service
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Commentary
Butterworths Financial Regulations Service offers a comprehensive range of regulations and texts in the finance and financial services area and provides authoritative legal guidance and practical commentary. Note that the FSA Handbooks are available as a separate source and therefore these Divisions are not reproduced here.
SOURCE CURRENCY
Issue 109, February 2020
UPDATE INFORMATION
Volume 1b General (including High Level Standards)
Division H, Section 5 Senior Management Arrangements, Systems and Controls
Division H, Section 5: Senior Management Arrangements, Systems and Controls has been updated to reflect amendments to the FCA Handbook.
Division I, Section 5 Fitness and Propriety Requirements
Division I, Section 5: Fitness and Propriety Requirements has been updated to reflect amendments to the FCA Handbook.
Division I, Section 9 Code of Conduct
Division I, Section 9: Code of Conduct has been updated to reflect amendments to the FCA Handbook.
Division N Electronic Money Requirements
The Payment Services Regulations 2017 and the Electronic Money Regulations 2011 have been updated.
Volume 2 Regulatory Processes and Redress
Division C Supervision Requirements
Division C: Supervision Requirements has been updated to reflect amendments to the FCA Handbook.
Division I Dispute Resolution: Complaints
Division I: Dispute Resolution: Complaints has been updated to reflect amendments to the FCA Handbook.
Volume 4 Credit Institutions
Division E Credit Unions Sourcebook
Division E: Credit Unions Sourcebook has been updated to reflect amendments to the FCA Handbook.
Division G Consumer Credit Sourcebook
Division G: Consumer Credit Sourcebook has been updated to reflect amendments to the FCA Handbook.
Division H Consumer Credit Sourcebook Commentary
Chapters 1–5 of Division H: Consumer Credit Sourcebook Commentary have been generally updated to reflect amendments to the FCA Handbook.
Volume 5 Markets
Division N Oil Market Participants Commentary
Division N: Oil Market Participants Commentary has been updated.
Volume 6 Insurance, Lloyd’s and Friendly Societies
Division G Prudential Sourcebook for Insurers Commentary
Division G: Prudential Sourcebook for Insurers Commentary has been substantially updated throughout.
Tables and Index
Updated main Tables and a new supplementary Index have been included with this issue.
SOURCE CURRENCY
Issue 109, February 2020
UPDATE INFORMATION
Volume 1b General (including High Level Standards)
Division H, Section 5 Senior Management Arrangements, Systems and Controls
Division H, Section 5: Senior Management Arrangements, Systems and Controls has been updated to reflect amendments to the FCA Handbook.
Division I, Section 5 Fitness and Propriety Requirements
Division I, Section 5: Fitness and Propriety Requirements has been updated to reflect amendments to the FCA Handbook.
Division I, Section 9 Code of Conduct
Division I, Section 9: Code of Conduct has been updated to reflect amendments to the FCA Handbook.
Division N Electronic Money Requirements
The Payment Services Regulations 2017 and the Electronic Money Regulations 2011 have been updated.
Volume 2 Regulatory Processes and Redress
Division C Supervision Requirements
Division C: Supervision Requirements has been updated to reflect amendments to the FCA Handbook.
Division I Dispute Resolution: Complaints
Division I: Dispute Resolution: Complaints has been updated to reflect amendments to the FCA Handbook.
Volume 4 Credit Institutions
Division E Credit Unions Sourcebook
Division E: Credit Unions Sourcebook has been updated to reflect amendments to the FCA Handbook.
Division G Consumer Credit Sourcebook
Division G: Consumer Credit Sourcebook has been updated to reflect amendments to the FCA Handbook.
Division H Consumer Credit Sourcebook Commentary
Chapters 1–5 of Division H: Consumer Credit Sourcebook Commentary have been generally updated to reflect amendments to the FCA Handbook.
Volume 5 Markets
Division N Oil Market Participants Commentary
Division N: Oil Market Participants Commentary has been updated.
Volume 6 Insurance, Lloyd’s and Friendly Societies
Division G Prudential Sourcebook for Insurers Commentary
Division G: Prudential Sourcebook for Insurers Commentary has been substantially updated throughout.
Tables and Index
Updated main Tables and a new supplementary Index have been included with this issue.
Contributors
| Adam Samuel | Editor |
| Albert Sampson | Editor |
| Prof Andrew Haynes | Editor |
| Caroline Mylward | Editor |
| Cleon Catsambis | Editor |
| Farhaz Khan | Editor |
| Gareth Reed | Editor |
| Prof George Walker | Editor |
| Jacob Ghanty | Editor |
| James Potts | Editor |
| John Casanova | Editor |
| Jonathan Denton | Editor |
| Jonathan Herbst | Editor |
| Dr Karim Aldohni | Editor |
| Margaret Chamberlain | Editor |
| Mark Cardale | Editor |
| Oliver Assersohn | Editor |
| Peter Snowdon | Editor |
| Pollyanna Deane | General editor |
| Richard Everett | Editor |
| Roger Grenville Jones | Editor |
| Selina Haniff | Editor |
| Tim Aron | Editor |
| Tony Woodcock | Editor |
| William Long | Editor |
