Butterworths Financial Regulations Service offers a comprehensive range of regulations and texts in the finance and financial services area and provides authoritative legal guidance and practical commentary. Note that the FSA Handbooks are available as a separate source and therefore these Divisions are not reproduced here.

SOURCE CURRENCY
Issue 108, December 2019

UPDATE INFORMATION

Volume 1b General (including High Level Standards)
Division G General Provisions
Division G: General Provisions has been updated to reflect amendments to the FCA Handbook.
Division H, Section 5 Senior Management Arrangements, Systems and Controls
Division H, Section 5: Senior Management Arrangements, Systems and Controls has been updated to reflect amendments to the FCA Handbook.
Division H, Section 7 Fees Manual
Division H, Section 7: Fees Manual has been updated to reflect amendments to the FCA Handbook.
Division H, Section 7.1 Fees Commentary
Division H, Section 7.1: Fees Commentary has been generally updated.
Division I, Section 3 Training and Competence Requirements
Division I, Section 3: Training and Competence Requirements has been updated to reflect amendments to the FCA Handbook.
Volume 2 Regulatory Processes and Redress
Division C Supervision Requirements
Division C: Supervision Requirements has been updated to reflect amendments to the FCA Handbook.
Division I Dispute Resolution: Complaints
Division I: Dispute Resolution: Complaints has been updated to reflect amendments to the FCA Handbook.
Volume 3 Investment Firms and Collective Investment Schemes†
Division B.1 New Conduct of Business Sourcebook
Division B.1: New Conduct of Business Sourcebook has been updated to reflect amendments to the FCA Handbook.
Division D New Conduct of Business Commentary
Chapters 4, 6, 10, 15 and 19 of Division D: New Conduct of Business Commentary have been generally updated including discussions of fund
investing in inherently illiquid assets, Consultation Paper 19/25: Pension transfer advice: contingent charging and other proposed changes and proposed new COBS 19.1B. Chapter 10 now includes discussion of COBS 10A.
Division D.3 Collective Investment Schemes Requirements
Division D.3: Collective Investment Schemes Requirements has been updated to reflect amendments to the FCA Handbook.
Volume 4 Credit Institutions†
Division G Consumer Credit Sourcebook
Division G: Consumer Credit Sourcebook has been updated to reflect amendments to the FCA Handbook.
Division H Consumer Credit Sourcebook Commentary
Division H: Consumer Credit Sourcebook Commentary has been generally updated and new chapters on CONC 5A-5D, 10, 12 and 15 have been added.
Division M Banking: Conduct of Business Sourcebook
Division M: Banking: Conduct of Business Sourcebook has been updated to reflect amendments to the FCA Handbook.
Volume 5 Markets†
Division E Prospectus Rules
Division E: Prospectus Rules has been updated to reflect amendments to the FCA Handbook.
Division L Energy Market Participants Commentary
Division L: Energy Market Participants Commentary has been generally updated.
Division O Regulated Covered Bonds Sourcebook
Division O: Regulated Covered Bonds Sourcebook has been updated to reflect amendments to
Volume 7 Insurance Mediation and Mortgages†
Division A Mortgages and Home Finance: Conduct of Business Sourcebook
Division A: Mortgages and Home Finance: Conduct of Business Sourcebook has been updated to reflect amendments to the FCA Handbook.
Division C Insurance: New Conduct of Business Sourcebook
Division C: Insurance: New Conduct of Business Sourcebook has been updated to reflect amendments to the FCA Handbook.
Division D Insurance: Conduct of Business Commentary
Division D: Insurance: Conduct of Business Commentary has been generally updated throughout.