Butterworths Financial Regulations Service offers a comprehensive range of regulations and texts in the finance and financial services area and provides authoritative legal guidance and practical commentary. Note that the FSA Handbooks are available as a separate source and therefore these Divisions are not reproduced here.

SOURCE CURRENCY
Issue 110, April 2020

UPDATE INFORMATION

Volume 1a General
Division A The Regulatory Structure in Operation
Division A: The Regulatory Structure in Operation has been generally updated.
Volume 1b General (including High Level Standards)
Division G General Provisions
Division G: General Provisions has been updated to reflect amendments to the FCA Handbook.
Division H, Section 5 Senior Management Arrangements, Systems and Controls
Division H, Section 5: Senior Management Arrangements, Systems and Controls has been updated to reflect amendments to the FCA Handbook.
Division H, Section 7 Fees Manual
Division H, Section 7: Fees Manual has been updated to reflect amendments to the FCA Handbook.
Division I, Section 1 Statements of Principle and Code of Practice for Approved Persons
Division I, Section 1: Statements of Principle and Code of Practice for Approved Persons has been updated to reflect amendments to the FCA Handbook.
Division I, Section 9 Code of Conduct
Division I, Section 9: Code of Conduct has been updated to reflect amendments to the FCA Handbook.

Volume 2 Regulatory Processes and Redress
Division F.1 Decision Procedure and Penalties Manual
Division F.1: Decision Procedure and Penalties Manual has been updated to reflect amendments to the FCA Handbook.

Volume 5 Markets
Division B Market Conduct Commentary
Division B: Market Conduct Commentary has been updated to include discussions of the amendment of the Market Abuse Regulation by the SME Growth Markets Regulation, the impact of the UK’s withdrawal from the EU and the result of the first enforcement action brought by the FCA for breach of the PDMR notification obligations.
Division C Listing Rules
Division C: Listing Rules has been updated to reflect amendments to the FCA Handbook.
Division D Listing Rules Commentary
Division D: Listing Rules Commentary has been generally updated.
Division F.1 Disclosure Guidance and Transparency Rules Sourcebook
Division F.1: Disclosure Guidance and Transparency Rules Sourcebook has been updated to reflect amendments to the FCA Handbook.
Division F.2 Disclosure Guidance and Transparency Rules Commentary
Division F.2: Disclosure Guidance and Transparency Rules Commentary has been updated, including a discussion of related party transactions.

Volume 6 Insurance, Lloyd's and Friendly Societies
Division B Prudential Regulation Authority Rulebook: Non-Solvency II Firms Commentary
Division B: Prudential Regulation Authority Rulebook: Non-Solvency II Firms Commentary has been substantially updated throughout.
Tables and Index
Updated Tables and Index have been included with this issue.